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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-10 |
| MI | RA | APPROVED | 2023-11-22 |
| OH | RA | APPROVED | 2023-11-22 |
Branch Locations
7311 Crossleigh Court, Toledo, OH 43617 • United States
2001 Commonwealth Boulevard, Ann Arbor, MI 48105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grand Valley Campus Dining | Grand Rapids/ Allendale | MI | 09/2016 | 04/2017 |
| Rike's Lawn Care And Scaping Llc | Allendale | FL | 05/2017 | 10/2017 |
| University Of Michigan Rec. Sports | Ann Arbor | MI | 07/2011 | 12/2017 |
| Walter's Garden | Zeeland | MI | 01/2018 | 04/2018 |
| Rike's Lawn Care And Scaping Llc | Allendale | MI | 05/2018 | 09/2018 |
| Fusion Financial Group | Grand Rapids | MI | 04/2019 | 03/2020 |
| Grand Valley State University | Grand Rapids | MI | 08/2014 | 08/2020 |
| Raymond James Financial Services, Inc | Ann Arbor | MI | 09/2020 | 10/2023 |
| Raymond James Financial Services Advisors, Inc. | Ann Arbor | MI | 08/2021 | 10/2023 |
| Legacy Financial Inc. | Ann Arbor | MI | 09/2020 | 10/2023 |
| Morgan Stanley | Toledo | OH | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-09 |
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