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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-26 |
| NC | RA | APPROVED | 2021-01-27 |
Branch Locations
3608 W Friendly Ave Ste 211, Greensboro, NC 27410-4833 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Greensboro | NC | 10/2020 | Present |
| Unemployed | Greensboro | NC | 06/2020 | 10/2020 |
| Itg Brands | Greensboro | NC | 06/2015 | 06/2020 |
Board of Directors; Guidance Carolina Board of Directors; Board Member; 122 North Elm Street, , Greensboro, NC, 27401; Investment-Related; 10/03/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Honey Badger Management, LLC; Regular duties of an Ameriprise Financial Advisor; Manage advisory business; 835 Straits Tpke, Ste A, , Middlebury, CT, 06762; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-26 |
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