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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hottel & Willis P.C. | Winchester | VA | 09/2019 | 12/2025 |
| American Woodmark Corporation | Winchester | VA | 06/2016 | 12/2016 |
| Hottel & Willis P.C. | Winchester | VA | 01/2017 | 08/2019 |
| Avantax Investment Services | Dallas | TX | 07/2024 | 09/2025 |
| Avantax Advisory Services | Dallas | TX | 07/2024 | 09/2025 |
| 50 S Cameron, Llc | Winchester | VA | 08/2025 | Present |
| Cetera Wealth Services, Llc | Winchester | VA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Hw Cpas + Advisors, Pc | Winchester | VA | 12/2025 | Present |
1) H&W, INC. (PST) POSITION: Shareholder NATURE: Own shares in company that holds commercial real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2024 ADDRESS: 314 N Braddock St, Winchester VA 22601 DESCRIPTION: Investment in stock of commercial real estate company. 2) NAME OF OTHER BUSINESS: HW CPAS + ADVISORS, PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX AND ACCOUNTING; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: REVIEW INDIVIDUAL AND BUSINESS TAX RETURNS. PROVIDE TAX ADVICE. REVIEW FINANCIAL STATEMENTS. OVERSEE ACCOUNTING FIRM OPERATIONS; 3) H&W, INC POSITION: Owner NATURE: Commerical property that rents to CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/30/2020 ADDRESS: 314 N Braddock St, Winchester VA 22601 DESCRIPTION: Owner that collects rent and takes care of any maintenance. 4) BLUE RIDGE YOUTH SOCCER ASSOCIATION INC POSITION: Board member NATURE: NFP that serves the community by providing access to youth centered soccer opportunities for all levels and ages. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 221 Commonwealth Ct, Winchester VA 22602 DESCRIPTION: Board members serve as fiduciaries in their oversight of the club's operations. As part of theirfiduciary responsibility, 5) POWHATAN SCHOOL, INC. POSITION: Board of Trustee NATURE: Established in 1948, Powhatan School is an independent PK-8 Day School accredited by the Virginia Association of Independent Schools and is a member of the National Association of Independent Schools. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 49 Powhatan Ln, Boyce VA 22620 DESCRIPTION: Governed by an independent, Board of Trustees responsible for determining the mission , strategic vision- establishing overall policy, and assuring financial stability. trustees serve in volunteer capacity three year terms 6)Rental Property; Owner; Residential rental unit to tenants; NIR; 0; 10/15/2017; 920 Breckinridge Lane Winchester VA 22601; Collect rent , find tenants, maintenance , repairs, bookkeeping 7) 50 S CAMERON, LLC POSITION: Member NATURE: Formed an LLC on 7/2/2025. Zero activity and work until owner closes on piece of commercial real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/29/2025 ADDRESS: 314 N Braddock St, Winchester VA 22601 DESCRIPTION: Owner collects rent , takes care of maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
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