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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-29 |
| NY | RA | APPROVED | 2024-08-05 |
Branch Locations
101 State Farm Place Suite 103, Malta, NY 12020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Saratoga Springs | NY | 09/2020 | 04/2023 |
| Henry Street Taproom | Saratoga Springs | NY | 11/2017 | 09/2020 |
| The Whitman Brewing Company | Saratoga Springs | NY | 01/2019 | 03/2020 |
| Uncommon Grounds | Saratoga Springs | NY | 04/2019 | 10/2019 |
| Aim Services, Inc. | Saratoga Springs | NY | 01/2017 | 01/2019 |
| Muang Loei School | Muang Loei | 05/2015 | 12/2016 | |
| 408 Events And Occasion | Saratoga Spring | NY | 06/2021 | 01/2025 |
| Equitable Advisors, Llc | New York | NY | 07/2023 | Present |
(1) Realty Benefit Services - Sales Associate financial - Cherry Hill, NJ - 01/2025 - 10hrs/mth. (2) Dergalis Associates LLC - Sales Associate financial - Cherry Hill, NJ - 01/2025 - 10hrs/mth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-03 |
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