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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-25 |
| OH | RA | APPROVED | 2023-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coastal Equities, Inc. | Wilmington | DE | 09/2020 | 03/2023 |
| The Pennsylvania Cyber Charter School | Midland | PA | 08/2010 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2023 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 05/2023 | Present |
CHRIS ALVERSON SAXOPHONIST FOR HIRE; NOT INVESTMENT RELATED; 136 LOUISE DR FT MITCHELL, KY 41017; SAXOPHONE PERFORMANCE AND INSTRUCTION; MUSICIAN/BOOKING AGENT; SPRING 1996; 0-16 HOURS PER MONTH. 0 HOURS PER MONTH DURING TRADING HOURS. I PERFORM SAXOPHONE IN A FEW CINCINNATI-AREA BANDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-22 |
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