Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-04-03
DC RA APPROVED 2024-03-06
OH RA APPROVED 2021-11-08
  • WA RA
    APPROVED
    Since 2024-04-03
  • DC RA
    APPROVED
    Since 2024-03-06
  • OH RA
    APPROVED
    Since 2021-11-08

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 09/2020 Present
Advantage Marketing Services Cincinnati OH 02/2019 08/2020
University Of Dayton The Write Place Dayton OH 08/2016 05/2018
Unemployed Cincinnati OH 05/2018 02/2019
  • 09/2020 → Present
    Ubs Financial Services
    Cincinnati, OH
  • 02/2019 → 08/2020
    Advantage Marketing Services
    Cincinnati, OH
  • 08/2016 → 05/2018
    University Of Dayton The Write Place
    Dayton, OH
  • 05/2018 → 02/2019
    Unemployed
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor