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Rebecca Coleman Mirza

LPl Financial LLC

Memphis, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-28
TN RA APPROVED 2021-06-03
  • TX RA
    APPROVED_RES
    Since 2023-11-28
  • TN RA
    APPROVED
    Since 2021-06-03

Branch Locations

5855 & 5851 Ridge Bend Rd, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Memphis TN 08/2020 Present
Unemployed Memphis TN 01/2020 08/2020
Orgill Inc Collierville TN 10/2019 01/2020
Maa Memphis TN 04/2017 10/2019
Ernst & Young Memphis TN 09/2011 04/2017
  • 08/2020 → Present
    Lpl Financial Llc
    Memphis, TN
  • 01/2020 → 08/2020
    Unemployed
    Memphis, TN
  • 10/2019 → 01/2020
    Orgill Inc
    Collierville, TN
  • 04/2017 → 10/2019
    Maa
    Memphis, TN
  • 09/2011 → 04/2017
    Ernst & Young
    Memphis, TN
Other Businesses

1)03/15/2021 - Benchmark Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-02
  • S66 Uniform Combined State Law Examination
    2021-06-02
Other Names
  • Bonnie Rebecca Coleman
  • Becca Coleman
  • Bonnie Coleman
  • Rebecca Coleman
  • Becca Mirza

View on SEC IAPD

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NEWSOUTH CAPITAL MANAGEMENT INC
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PRIVATE ADVISOR GROUP, LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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