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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-01-07 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Chesterfield | MO | 05/2018 | Present |
| Mml Investors Services, Llc | Chesterfield | MO | 09/2020 | Present |
| University Of Missouri-Columbia | Columbia | MO | 08/2014 | 05/2018 |
| Wintrust Financial Corporation | Rosemont | IL | 05/2017 | 08/2017 |
NAME: SWEARINGEN FARM INV REL: N ADDR: 3408 SOUTH HIGH CROSS ROAD, URBANA, IL 61802 NATURE: FAMILY FARM POSITION: FARMER START: 04/30/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 DUTIES: ASSIST FAMILY WITH PLANTING AND HARVEST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-17 |
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