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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-17 |
| KS | RA | APPROVED | 2024-08-30 |
Branch Locations
4910 Corporate Centre Drive Suite 101, Lawrence, KS 66047 • United States
Kansas City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2020 | 11/2023 |
| Genesis Health Clubs | Lawrence | KS | 02/2018 | 09/2020 |
| 2 Shy Kids | Lawrence | KS | 04/2018 | 08/2018 |
| Homemaker | Sneads Ferry | NC | 07/2013 | 01/2018 |
| Lpl Financial Llc | Lawrence | KS | 11/2023 | Present |
1- 08/2024 / DM Bruce Wealth Solutions / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 160 hrs during trading / At reported business location(s) 2- 08/2024 / DM Bruce Associates, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 160 hrs mth / 160 hrs during trading / LAWRENCE, KS / Start date: 09/06/2020 3- 11/03/2025 - Altar'd State - Outside/W-2 Employment - Sales Associate - Not Investment Related - Leawood, KS - 8 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-30 |
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