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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-09-02 |
Branch Locations
999 S Shady Grove Rd. Suite 105, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andrew Johnson Bank | Greeneville | TN | 05/2017 | 08/2017 |
| University Of Tennessee | Knoxville | TN | 08/2016 | 05/2020 |
| Hightower Securities Llc | Memphis | TN | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-01 |
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