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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-12 |
| IN | RA | APPROVED | 2025-04-23 |
| CA | RA | APPROVED | 2022-02-14 |
Branch Locations
2375 East 116Th Street, Carmel, IN 46032-3281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Carmel | IN | 08/2020 | Present |
| Gary D. Nelson Assoc | Petaluma | CA | 09/2019 | 12/2019 |
| Marin Sbdc | San Rafael | CA | 09/2018 | 05/2019 |
| Wells Fargo Na | Santa Rosa | CA | 06/2018 | 08/2018 |
| Dominican University Of California Alemany Library | San Rafael | CA | 09/2016 | 05/2017 |
| Maxwell Money Management | Novato | CA | 09/2017 | 01/2018 |
| N/A | San Rafael | CA | 08/2015 | 08/2020 |
| N/A | San Rafael | CA | 06/2013 | 09/2016 |
| Charles Schwab Bank, Ssb | Carmel | IN | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-28 |
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