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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pasidg Productions, Inc. Sedona AZ 01/2004 Present
Tommy Stovall, Pllc Scottsdale AZ 08/2013 Present
Cetera Advisors Llc Denver CO 09/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 01/2004 → Present
    Pasidg Productions, Inc.
    Sedona, AZ
  • 08/2013 → Present
    Tommy Stovall, Pllc
    Scottsdale, AZ
  • 09/2020 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. WILDE WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 20, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2. TOMMY STOVALL, PLLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, HR CONSULTING, BUSINESS BROKERAGE, STARTED 09/2013, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 20 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HR CONSULTING, BUSINESS BROKERAGE 3.PASIDG PRODUCTIONS, INC. NOT INVESTMENT RELATED, SAME AS RESIDENTIAL LOCATION, FILM PRODUCTION, STARTED 01/2004, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FILM PRODUCTION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
  • S66 Uniform Combined State Law Examination
    2020-12-09

View on SEC IAPD

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