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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-10 |
| MN | RA | APPROVED | 2021-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wayzata | MN | 06/2020 | Present |
| Cov Restaurants Entertainment Llc | Edina | MN | 07/2018 | 09/2022 |
| The Cheesecake Factory | Edina | MN | 09/2015 | 02/2019 |
| Adp | Bloomington | MN | 04/2020 | 06/2020 |
| Concordia St. Paul | St. Paul | MN | 09/2016 | 12/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2020 | Present |
*586168 - Rental Property; Investment Related - Yes; Minneapolis, Minnesota; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2023; During Business Hours: 0; After Business Hours: 1; Administrative, Accounting/Bookkeeping, Property Management. *631284 - Modern Talent USA; Investment Related - No; Minneapolis, Minnesota; Restaurant/Bar/Nightclub; Contractor, Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2025; During Business Hours: 0; After Business Hours: 10; Customer Service, Labor/Service, Sales/Marketing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-29 |
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