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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-12
RI RA APPROVED 2025-01-08
  • TX RA
    APPROVED
    Since 2025-02-12
  • RI RA
    APPROVED
    Since 2025-01-08

Branch Locations

93 Worcester Street, Suite 103, Wellesley, MA 02481 • United States

Woonsocket, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bryant University Smithfield RI 10/2016 05/2020
Baycoast Bank Swansea MA 05/2019 08/2019
New York Life Insurance Company Waltham MA 07/2018 08/2018
Bob'S Store Raynham MA 06/2018 01/2021
Bryant University Smithfield RI 09/2016 05/2020
Equitable Advisors, Llc New York NY 08/2020 Present
Dighton-Rehoboth High School N. Dighton MA 09/2012 09/2016
  • 10/2016 → 05/2020
    Bryant University
    Smithfield, RI
  • 05/2019 → 08/2019
    Baycoast Bank
    Swansea, MA
  • 07/2018 → 08/2018
    New York Life Insurance Company
    Waltham, MA
  • 06/2018 → 01/2021
    Bob'S Store
    Raynham, MA
  • 09/2016 → 05/2020
    Bryant University
    Smithfield, RI
  • 08/2020 → Present
    New York, NY
  • 09/2012 → 09/2016
    Dighton-Rehoboth High School
    N. Dighton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-08
S63 Uniform Securities Agent State Law Examination 2022-05-21
  • S65 Uniform Investment Adviser Law Examination
    2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2022-05-21
Other Names
  • Anna Brodeur

View on SEC IAPD

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