Andrew Richardson

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-05-06
NV	RA	APPROVED	2026-02-04
AZ	RA	APPROVED	2025-10-30
CO	RA	APPROVED	2025-10-28
CA	RA	APPROVED	2025-10-27
FL	RA	APPROVED	2025-10-27
GA	RA	APPROVED	2025-10-27
NM	RA	APPROVED	2025-10-27
TX	RA	APPROVED	2025-04-02

Branch Locations

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade, Inc	Southlake	TX	10/2020	04/2021
Unemployed	Allen	TX	05/2020	09/2020
Enterprise Holdings	Plano	TX	01/2019	04/2020
Jpmorgan Chase Bank, N.A.	Plano	TX	04/2021	08/2021
J.P. Morgan Securities Llc	Plano	TX	04/2021	08/2021
Unemployed	Allen	TX	09/2012	12/2018
Td Ameritrade Services Co., Inc	Southlake	TX	10/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	09/2021	08/2022
J.P. Morgan Securities Llc	Plano	TX	09/2022	03/2025
Jpmorgan Chase Bank, N.A.	Plano	TX	09/2022	03/2025
Cliftonlarsonallen Wealth Advisors, Llc	Addison	TX	03/2025	Present

10/2020 → 04/2021

Td Ameritrade, Inc

Southlake, TX
05/2020 → 09/2020

Unemployed

Allen, TX
01/2019 → 04/2020

Enterprise Holdings

Plano, TX
04/2021 → 08/2021

Jpmorgan Chase Bank, N.A.

Plano, TX
04/2021 → 08/2021

J.P. Morgan Securities Llc

Plano, TX
09/2012 → 12/2018

Unemployed

Allen, TX
10/2020 → 04/2021

Td Ameritrade Services Co., Inc

Southlake, TX
09/2021 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
09/2022 → 03/2025

J.P. Morgan Securities Llc

Plano, TX
09/2022 → 03/2025

Jpmorgan Chase Bank, N.A.

Plano, TX
03/2025 → Present

Cliftonlarsonallen Wealth Advisors, Llc

Addison, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-27
S63	Uniform Securities Agent State Law Examination	2021-02-10

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