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Evan Stephens

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Memphis, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
TN RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-19
  • TN RA
    APPROVED
    Since 2024-03-08

Branch Locations

6060 Poplar Ave, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Memphis TN 03/2020 01/2024
Ibm Chicago IL 02/2017 10/2020
Uber Chicago IL 03/2016 02/2017
Mml Investor Services Memphis TN 09/2020 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 01/2024 Present
  • 03/2020 → 01/2024
    Mass Mutual Life Insurance Company
    Memphis, TN
  • 02/2017 → 10/2020
    Ibm
    Chicago, IL
  • 03/2016 → 02/2017
    Uber
    Chicago, IL
  • 09/2020 → 01/2024
    Mml Investor Services
    Memphis, TN
  • 01/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • Evan Leroy Stephens

View on SEC IAPD

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MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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