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Mark Thomas Petersen

Prosperitas Financial, LLC

Valencia, CA

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Current Employers
Prosperitas Financial, Llc

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-17
CA RA APPROVED 2021-08-31
  • TX RA
    APPROVED
    Since 2021-12-17
  • CA RA
    APPROVED
    Since 2021-08-31

Branch Locations

25060 Avenue Stanford Suite 100, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Valencia CA 07/2020 04/2022
Petersen International Underwriters Valencia CA 04/2005 08/2020
Prosperitas Financial, Llc Valencia CA 08/2021 Present
  • 07/2020 → 04/2022
    Next Financial Group
    Valencia, CA
  • 04/2005 → 08/2020
    Petersen International Underwriters
    Valencia, CA
  • 08/2021 → Present
    Valencia, CA
Previous Registrations
  • 2021-02-01 → 2022-04-25
    Next Financial Group, Inc.
    Valencia, CA
Other Businesses

1) PROSPERITAS FINANCIAL, LLC, INVESTMENT RELATED; 25060 Avenue Stanford Suite 100 Valencia, CA 91355; Nature- RIA; Position/Title-OWNER/CCO/COO; Start date 6.5.23; 100 hours per month with 100 of those hours during trading hours; Discription- OPERATIONS, MARKETING AND COMPLIANCE FOR RIA 2) SEPT 2019; GRISWOLD PROPERTIES LLC, CASTAIC CA; NON INVESTMENT RELATED; MEMBER; ASSET SELECTION, MAKING SURE PROPERTY MANAGER IS TAKING CARE OF PROPERTY; DEVOTE 10 HRS/MONTH DURING NON MARKET HOURS. 3) JULY 2019; INTENSIFY MARKETING LLC, CASTAIC, CA; NON INVESTMENT RELATED; MEMBER; GRAPHIC DESIGN/MARKETING; DEVOTE 40 HRS/MONTH, 30 HRS/MONTH DURING MARKET HOURS 4) JULY 2013; PARKVIEW PERPETUITY, VALENCIA, CA; NON INVESTMENT RELATED; MEMBER; DEVOTE O HRS/MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-01
  • S66 Uniform Combined State Law Examination
    2021-02-01
Other Names
  • Mark Petersen

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