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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-02 |
| CA | RA | APPROVED | 2024-11-19 |
Branch Locations
11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Unterreiner | Tacoma | WA | 11/2020 | 11/2022 |
| Northwestern Mutual Life Insurance Company | Seattle | WA | 09/2020 | 11/2020 |
| Ulta Beauty | Cincinnati | OH | 09/2018 | 06/2020 |
| Bob Evans | Brecksville | OH | 04/2016 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 02/2023 | Present |
| Mount Adams Pavilion | Cincinnati | OH | 05/2019 | 11/2019 |
| Red Lobster | Cincinnati | OH | 08/2017 | 03/2018 |
| Sager Company | Richfield | OH | 11/2022 | 06/2023 |
| University Of Cincinnati | Cincinnati | OH | 08/2016 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-18 |
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