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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-02
CA RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2025-01-02
  • CA RA
    APPROVED
    Since 2024-11-19

Branch Locations

11811 Bernardo Plaza Ct, San Diego, CA 92128 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Unterreiner Tacoma WA 11/2020 11/2022
Northwestern Mutual Life Insurance Company Seattle WA 09/2020 11/2020
Ulta Beauty Cincinnati OH 09/2018 06/2020
Bob Evans Brecksville OH 04/2016 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 02/2023 Present
Mount Adams Pavilion Cincinnati OH 05/2019 11/2019
Red Lobster Cincinnati OH 08/2017 03/2018
Sager Company Richfield OH 11/2022 06/2023
University Of Cincinnati Cincinnati OH 08/2016 04/2020
  • 11/2020 → 11/2022
    John Unterreiner
    Tacoma, WA
  • 09/2020 → 11/2020
    Northwestern Mutual Life Insurance Company
    Seattle, WA
  • 09/2018 → 06/2020
    Ulta Beauty
    Cincinnati, OH
  • 04/2016 → 04/2019
    Bob Evans
    Brecksville, OH
  • 02/2023 → Present
    San Diego, CA
  • 05/2019 → 11/2019
    Mount Adams Pavilion
    Cincinnati, OH
  • 08/2017 → 03/2018
    Red Lobster
    Cincinnati, OH
  • 11/2022 → 06/2023
    Sager Company
    Richfield, OH
  • 08/2016 → 04/2020
    University Of Cincinnati
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-18
  • S66 Uniform Combined State Law Examination
    2024-11-18
Other Names
  • Jocelyn Marie Beck

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