Jocelyn M Beck

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-02
CA	RA	APPROVED	2024-11-19

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
John Unterreiner	Tacoma	WA	11/2020	11/2022
Northwestern Mutual Life Insurance Company	Seattle	WA	09/2020	11/2020
Ulta Beauty	Cincinnati	OH	09/2018	06/2020
Bob Evans	Brecksville	OH	04/2016	04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	02/2023	Present
Mount Adams Pavilion	Cincinnati	OH	05/2019	11/2019
Red Lobster	Cincinnati	OH	08/2017	03/2018
Sager Company	Richfield	OH	11/2022	06/2023
University Of Cincinnati	Cincinnati	OH	08/2016	04/2020

11/2020 → 11/2022

John Unterreiner

Tacoma, WA
09/2020 → 11/2020

Northwestern Mutual Life Insurance Company

Seattle, WA
09/2018 → 06/2020

Ulta Beauty

Cincinnati, OH
04/2016 → 04/2019

Bob Evans

Brecksville, OH
02/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
05/2019 → 11/2019

Mount Adams Pavilion

Cincinnati, OH
08/2017 → 03/2018

Red Lobster

Cincinnati, OH
11/2022 → 06/2023

Sager Company

Richfield, OH
08/2016 → 04/2020

University Of Cincinnati

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-18

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