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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-19
NY RA APPROVED 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-19
  • NY RA
    APPROVED
    Since 2023-01-17

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Elmsford NY 07/2020 08/2021
Mass Mutual Life Insurance Company Elmsford NY 07/2020 08/2021
Siwanoy Country Club Bronxville NY 05/2016 09/2016
Yonkers Brewing Company Yonkers NY 05/2018 08/2018
Mindshare Media New York City NY 05/2017 08/2017
Pitney Bowes Shelton CT 05/2019 08/2019
Loyola University Maryland Baltimore MD 09/2016 05/2020
Unemployed Yonkers NY 05/2020 06/2021
Mml Investors Services, Llc Elmsford NY 08/2021 Present
Mass Mutual Life Insurance Company Elmsford NY 08/2021 Present
  • 07/2020 → 08/2021
    Elmsford, NY
  • 07/2020 → 08/2021
    Mass Mutual Life Insurance Company
    Elmsford, NY
  • 05/2016 → 09/2016
    Siwanoy Country Club
    Bronxville, NY
  • 05/2018 → 08/2018
    Yonkers Brewing Company
    Yonkers, NY
  • 05/2017 → 08/2017
    Mindshare Media
    New York City, NY
  • 05/2019 → 08/2019
    Pitney Bowes
    Shelton, CT
  • 09/2016 → 05/2020
    Loyola University Maryland
    Baltimore, MD
  • 05/2020 → 06/2021
    Unemployed
    Yonkers, NY
  • 08/2021 → Present
    Elmsford, NY
  • 08/2021 → Present
    Mass Mutual Life Insurance Company
    Elmsford, NY
Other Businesses

NAME: JOSHUA FELICE INV REL: Y ADD: 565 TAXTER RD, STE. 625 6TH FLR, ELMSFORD, NY 10523 NATURE: INSURANCE SALES - LIFE INSURANCE, DISABILITY, LTC, FIXED ANNUITIES, AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 02/15/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SALES AND SERVICE OF OUTSIDE INSURANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
  • S66 Uniform Combined State Law Examination
    2022-01-04
Designations

View on SEC IAPD

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