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Andrew Seta

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-08
OH RA APPROVED 2023-07-19
  • TX RA
    APPROVED
    Since 2023-08-08
  • OH RA
    APPROVED
    Since 2023-07-19

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valcom Enterprises Inc Wilder KY 06/2015 08/2018
United States House Of Representatives Cincinnati OH 05/2019 08/2019
Leslies Pool Supplies Cincinnati OH 05/2017 08/2017
Hobart And William Smith Colleges Geneva NY 08/2016 05/2020
Unemployed Na OH 05/2020 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2020 10/2021
Northwestern Mutual Investment Services Llc Cincinnati OH 01/2021 06/2023
Erik Stephens Cincinnati OH 10/2021 06/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 06/2023
Morgan Stanley Smith Barney Llc Cincinnati OH 06/2023 Present
  • 06/2015 → 08/2018
    Valcom Enterprises Inc
    Wilder, KY
  • 05/2019 → 08/2019
    United States House Of Representatives
    Cincinnati, OH
  • 05/2017 → 08/2017
    Leslies Pool Supplies
    Cincinnati, OH
  • 08/2016 → 05/2020
    Hobart And William Smith Colleges
    Geneva, NY
  • 05/2020 → 08/2020
    Unemployed
    Na, OH
  • 09/2020 → 10/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2021 → 06/2023
    Northwestern Mutual Investment Services Llc
    Cincinnati, OH
  • 10/2021 → 06/2023
    Erik Stephens
    Cincinnati, OH
  • 08/2022 → 06/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2023 → Present
    Morgan Stanley Smith Barney Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-19
S63 Uniform Securities Agent State Law Examination 2021-05-15
  • S66 Uniform Combined State Law Examination
    2023-07-19
  • S63 Uniform Securities Agent State Law Examination
    2021-05-15
Other Names
  • Andrew Seta

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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