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Paul Benard Finby

Wells Fargo Clearing Services, LLC

Seal Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-10
CA RA APPROVED 2024-08-13
  • TX RA
    APPROVED
    Since 2025-04-10
  • CA RA
    APPROVED
    Since 2024-08-13

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seal Beach CA 02/2024 Present
Infinite Water Polo Club Los Angeles CA 09/2022 09/2023
Us Tech Solutions Seal Beach CA 09/2021 Present
Unemployed Seal Beach CA 02/2014 09/2021
  • 02/2024 → Present
    Wells Fargo Clearing Services, Llc
    Seal Beach, CA
  • 09/2022 → 09/2023
    Infinite Water Polo Club
    Los Angeles, CA
  • 09/2021 → Present
    Us Tech Solutions
    Seal Beach, CA
  • 02/2014 → 09/2021
    Unemployed
    Seal Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-19
  • S66 Uniform Combined State Law Examination
    2023-07-19
Other Names
  • Paul Finby
  • Paul Finbyii
  • Paul Finby

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
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