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Anastasios N Thermos

Sprott Asset Management Usa Inc.

Darien, CT

New York, NY

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Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-06
  • NY RA
    APPROVED
    Since 2026-05-06

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

500 Fifth Avenue Suite 3020, New York, NY 10110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2018 04/2026
Lehigh University Bethlehem PA 08/2014 06/2018
Sprott Global Resource Investments Ltd New York NY 04/2026 Present
Sprott Asset Management Usa Inc New York NY 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11
Other Names
  • Stasi Thermos
  • Anastasios Thermos

View on SEC IAPD

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