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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
2245 Texas Dr. Ste. 300, Sugar Land, TX 77479 • United States
East Bernard, TX • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
2245 Texas Dr. Ste. 300, Sugar Land, TX 77479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Houston | TX | 03/2010 | 01/2024 |
| Agia | Houston | TX | 12/2022 | 01/2024 |
| Lincoln Investment | Fort Washington | PA | 01/2024 | Present |
| Capital Analysts | Fort Washington | PA | 01/2024 | Present |
KLH FINANCIAL LLC POSITION: Managing Member. I am the only employee of this LLC. NATURE: Tax/Accounting Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/12/2024 ADDRESS: 16873 County Road 210, East Bernard TX 77435, United States DESCRIPTION: This LLC was formed for tax purposes for my practice. KRISTEN HRNCIR POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/03/2024 ADDRESS: 2245 Texas Drive, Suite 300, Sugar Land TX 77479, United States DESCRIPTION: Agent offering insurance solutions to clients. RED RIVER WEALTH ADVISORS POSITION: Partner. NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/05/2024 ADDRESS: 6136 Frisco Square Blvd, Suite 400, Frisco TX 75034, United States DESCRIPTION: Partner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-27 |
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