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Current Employers
Tradition Wealth Management Llc

7601 France Avenue South Suite 100, Edina, MN 55435 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
AZ RA APPROVED 2026-05-28
MN RA APPROVED 2026-01-28
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • AZ RA
    APPROVED
    Since 2026-05-28
  • MN RA
    APPROVED
    Since 2026-01-28

Branch Locations

7601 France Avenue South Suite 100, Edina, MN 55435 • United States

14850 N Scottsdale Road Suite 100, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Minneapolis MN 08/2021 01/2026
Chanhassen High School Chanhassen MN 07/2013 06/2017
University Of Minnesota Twin Cities Minneapolis MN 07/2017 05/2021
Unemployed Excelsior MN 06/2021 07/2021
Maynards Restaurant Excelsior MN 03/2017 09/2017
Impark Minneapolis MN 06/2018 10/2018
Sunbelt Business Advisors Minneapolis MN 05/2019 10/2019
Piper Sandler Buckhead GA 05/2020 08/2020
Catalyst Financial Group Charlotte NC 07/2025 01/2026
Private Client Services Scottsdale AZ 01/2026 Present
Tradition Wealth Management Edina MN 01/2026 Present
  • 08/2021 → 01/2026
    Minneapolis, MN
  • 07/2013 → 06/2017
    Chanhassen High School
    Chanhassen, MN
  • 07/2017 → 05/2021
    University Of Minnesota Twin Cities
    Minneapolis, MN
  • 06/2021 → 07/2021
    Unemployed
    Excelsior, MN
  • 03/2017 → 09/2017
    Maynards Restaurant
    Excelsior, MN
  • 06/2018 → 10/2018
    Impark
    Minneapolis, MN
  • 05/2019 → 10/2019
    Sunbelt Business Advisors
    Minneapolis, MN
  • 05/2020 → 08/2020
    Piper Sandler
    Buckhead, GA
  • 07/2025 → 01/2026
    Catalyst Financial Group
    Charlotte, NC
  • 01/2026 → Present
    Private Client Services
    Scottsdale, AZ
  • 01/2026 → Present
    Tradition Wealth Management
    Edina, MN
Previous Registrations
Other Businesses

1) Tradition Wealth Management; investment-related; 7601 France Ave South, Suite 100, Edina, MN 55435; investment adviser representative; start date: 01/2026; number of hours per month: 160; number of hours per month during trading hours: 160. 2) Tradition Wealth Management Insurance Agency; investment-related; 14850 N Scottsdale Road, Suite 100, Scottsdale, AZ 85254; insurance agent; fixed life insurance and fixed annuities; start date 01/2026; number of hours per month: 20; number of hours per month during trading hours: 20.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-19
S65 Uniform Investment Adviser Law Examination 2022-04-07
  • S63 Uniform Securities Agent State Law Examination
    2022-04-19
  • S65 Uniform Investment Adviser Law Examination
    2022-04-07
Other Names
  • Maxwel D Fagan
  • Max Fagan

View on SEC IAPD

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