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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
| CA | RA | APPROVED | 2026-01-02 |
Branch Locations
3020 Old Ranch Parkway Suite 100, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 12/2022 | Present |
| The Derm Institute | Redondo Beach | CA | 04/2014 | 03/2020 |
| Unemployed | Bellflower | CA | 03/2020 | 05/2020 |
| Erman Retirement Advisory | Seal Beach | CA | 05/2020 | 12/2022 |
1) Jewish Long Beach; INVESTMENT RELATED: No; ADDRESS: 3801 East Willow Street, Long Beach, CA 90815; NATURE: This is a non-profit community organization that has a goal to preserve Jewish life and strengthen Jewish advocacy.; POSITION: Appointed board member; START DATE: 02/01/2024; NUMBER OF HOURS/MONTH: 04 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: This is a volunteer position and I do not have any specific duties or powers. I am to volunteer on several committees with goals to increase Jewish education programs, increase volunteering in the community, increase participation at our Jewish Community Center in education programs for adults and children.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
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