Marcus Arthur Caines

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2020 → Present
  Massmutual Life Insurance Company
  La Jolla, CA
• 10/2020 → Present
  Mml Investors Services, Llc
  La Jolla, CA
• 07/2018 → 07/2019
  Costa Brava Spanish Restaraunt
  San Diego, CA
• 04/2017 → 03/2021
  Industrial Maintenance Supply
  Carlsbad, CA
• 08/2015 → 05/2019
  San Diego State University
  San Diego, CA
• 03/2021 → Present
  Lpl Financial, Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2022-03-12

Other Names

• Marcus Caines
• Marcus Arthur Caines