Gabriela Celeste Nioce

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2020-06-16

KS RA
APPROVED

Since 2020-06-16

Branch Locations

2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Westaff	Topeka	KS	05/2017	08/2017
Cara'S Cup	Topeka	KS	10/2016	05/2017
Julie'S	Topeka	KS	08/2016	10/2016
Ae Wealth Management, Lcc	Topeka	KS	08/2017	10/2018
Ae Wealth Management, Llc	Topeka	KS	10/2018	Present
Ae Financial Services, Llc	Topeka	KS	01/2022	Present

05/2017 → 08/2017

Westaff

Topeka, KS
10/2016 → 05/2017

Cara'S Cup

Topeka, KS
08/2016 → 10/2016

Julie'S

Topeka, KS
08/2017 → 10/2018

Ae Wealth Management, Lcc

Topeka, KS
10/2018 → Present

Ae Wealth Management, Llc

Topeka, KS
01/2022 → Present

Ae Financial Services, Llc

Topeka, KS

Other Businesses

AE WEALTH MANAGEMENT, LLC; YES INVESTMENT RELATED; 2950 SW MCCLURE RD TOPEKA, KS 66614; INSURANCE SALES; EMPLOYEE; START DATE 08/2017; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-10
S65	Uniform Investment Adviser Law Examination	2018-10-26

S66 Uniform Combined State Law Examination

2022-03-10
S65 Uniform Investment Adviser Law Examination

2018-10-26

Other Names

Gabriela Serrano

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews