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Mark Alan Broderick

Apella Wealth

West Hartford, CT

Johnston, IA

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-28
CT RA APPROVED 2025-07-07
  • IA RA
    APPROVED
    Since 2025-07-28
  • CT RA
    APPROVED
    Since 2025-07-07

Branch Locations

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

8711 Windsor Parkway, Suite 4, Johnston, IA 50131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iron Horse Wealth Management, Llc Johnston IA 06/2020 11/2025
Iron Horse Wealth Managemetn, Llc Johnston IA 12/2019 12/2019
Mcgraw Hill Dubuque IA 06/2019 08/2019
Vector Marketing Des Moines IA 06/2018 08/2018
Hy-Vee West Des Moines IA 06/2017 08/2017
Loras College Dubuque IA 08/2016 05/2020
Apella Capital, Llc 65 Memorial Road, C340 CT 06/2025 Present
  • 06/2020 → 11/2025
    Iron Horse Wealth Management, Llc
    Johnston, IA
  • 12/2019 → 12/2019
    Iron Horse Wealth Managemetn, Llc
    Johnston, IA
  • 06/2019 → 08/2019
    Mcgraw Hill
    Dubuque, IA
  • 06/2018 → 08/2018
    Vector Marketing
    Des Moines, IA
  • 06/2017 → 08/2017
    Hy-Vee
    West Des Moines, IA
  • 08/2016 → 05/2020
    Loras College
    Dubuque, IA
  • 06/2025 → Present
    Apella Capital, Llc
    65 Memorial Road, C340, CT
Previous Registrations
  • 2020-06-16 → 2025-11-12
    Iron Horse Wealth Management, Llc
    Johnston, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-03
  • S65 Uniform Investment Adviser Law Examination
    2020-06-03
Designations

View on SEC IAPD

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MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
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JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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