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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-23
TX RA APPROVED 2022-06-23
  • CO RA
    APPROVED
    Since 2022-06-23
  • TX RA
    APPROVED
    Since 2022-06-23

Branch Locations

370-17Th Street, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loyola Marymount University Los Angeles CA 08/2015 05/2019
Athleta El Segundo CA 06/2015 02/2017
Edelman Beijing Beijing 05/2017 08/2017
Lmu Conference And Events Services Los Angeles CA 09/2017 12/2018
World Wizo Tel Aviv 05/2018 08/2018
Equinox Marina Del Ray CA 03/2019 11/2019
Tortugo Brewing Company Inglewood CA 05/2019 11/2019
Hilltop Tap House Parker CO 01/2020 03/2020
Unemployed Englewood CO 03/2020 06/2020
Fidelity Investments Greenwood Village CO 06/2020 01/2021
Gwfs Equities, Inc Denver CO 01/2021 06/2021
Merrill Lynch Greenwood Village CO 06/2021 02/2022
Pilates Pro-Marina Del Rey Marina Del Rey CA 08/2019 11/2019
Rockefeller Financial Llc Denver CO 02/2022 06/2022
Ubs Financial Services Denver CO 06/2022 Present
  • 08/2015 → 05/2019
    Loyola Marymount University
    Los Angeles, CA
  • 06/2015 → 02/2017
    Athleta
    El Segundo, CA
  • 05/2017 → 08/2017
    Edelman Beijing
    Beijing
  • 09/2017 → 12/2018
    Lmu Conference And Events Services
    Los Angeles, CA
  • 05/2018 → 08/2018
    World Wizo
    Tel Aviv
  • 03/2019 → 11/2019
    Equinox
    Marina Del Ray, CA
  • 05/2019 → 11/2019
    Tortugo Brewing Company
    Inglewood, CA
  • 01/2020 → 03/2020
    Hilltop Tap House
    Parker, CO
  • 03/2020 → 06/2020
    Unemployed
    Englewood, CO
  • 06/2020 → 01/2021
    Fidelity Investments
    Greenwood Village, CO
  • 01/2021 → 06/2021
    Gwfs Equities, Inc
    Denver, CO
  • 06/2021 → 02/2022
    Merrill Lynch
    Greenwood Village, CO
  • 08/2019 → 11/2019
    Pilates Pro-Marina Del Rey
    Marina Del Rey, CA
  • 02/2022 → 06/2022
    Denver, CO
  • 06/2022 → Present
    Ubs Financial Services
    Denver, CO
Previous Registrations
Other Businesses

Heritage High School,ColoradoUnited States80120NoEducational EstablishmentEducationVolleyball coachActiveOtherVolleyball coachcoach high school players in volleyballStart date- 8/11/2025 2)The Edge Volleyball Club,ColoradoUnited States,Volleyball ClubSport & Leisure Facilities,coach youth volleyball,Assistant volleyball coachcoach youth volleyball,11/10/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2020-10-08
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2020-10-08
Other Names
  • Shayna Jeneane Yallaly
  • Shayna Yallaly

View on SEC IAPD

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