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Cody Chang

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-29
  • CA RA
    APPROVED
    Since 2021-07-29

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Diego State University San Diego CA 08/2016 05/2020
Diamond Group Wealth Advisors Dublin CA 06/2020 07/2021
Preferred Valet Parking San Diego CA 06/2018 11/2019
Cetera Investors San Diego CA 02/2020 05/2020
Diamond Group Wealth Advisors San Ramon CA 06/2019 08/2019
Lpl Financial, Llc San Ramon CA 06/2020 07/2021
Strategic Wealth Advisors Group Llc San Ramon CA 01/2021 07/2021
Wells Fargo Clearing Services, Llc San Diego CA 07/2021 Present
  • 08/2016 → 05/2020
    San Diego State University
    San Diego, CA
  • 06/2020 → 07/2021
    Diamond Group Wealth Advisors
    Dublin, CA
  • 06/2018 → 11/2019
    Preferred Valet Parking
    San Diego, CA
  • 02/2020 → 05/2020
    Cetera Investors
    San Diego, CA
  • 06/2019 → 08/2019
    Diamond Group Wealth Advisors
    San Ramon, CA
  • 06/2020 → 07/2021
    Lpl Financial, Llc
    San Ramon, CA
  • 01/2021 → 07/2021
    Strategic Wealth Advisors Group Llc
    San Ramon, CA
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-19
  • S66 Uniform Combined State Law Examination
    2021-05-19

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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