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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-28
  • VA RA
    APPROVED
    Since 2025-05-28

Branch Locations

600 Peter Jefferson Parkway Suite 370, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlottesville VA 05/2021 05/2025
Virginia Tech University Blacksburg VA 08/2017 05/2021
Carroll Financial Charlotte VA 05/2020 08/2020
Estes Express Lines Richmond VA 05/2019 08/2019
Kjellstrom And Lee Richmond VA 05/2018 08/2018
Midlothian High School Midlothian VA 09/2013 05/2017
Salisbury Country Club Midlothian VA 05/2016 09/2016
Kestra Investment Services, Llc Charlottesville VA 05/2025 Present
Kestra Advisory Services, Llc Charlottesville VA 05/2025 Present
  • 05/2021 → 05/2025
    Charlottesville, VA
  • 08/2017 → 05/2021
    Virginia Tech University
    Blacksburg, VA
  • 05/2020 → 08/2020
    Carroll Financial
    Charlotte, VA
  • 05/2019 → 08/2019
    Estes Express Lines
    Richmond, VA
  • 05/2018 → 08/2018
    Kjellstrom And Lee
    Richmond, VA
  • 09/2013 → 05/2017
    Midlothian High School
    Midlothian, VA
  • 05/2016 → 09/2016
    Salisbury Country Club
    Midlothian, VA
  • 05/2025 → Present
    Kestra Investment Services, Llc
    Charlottesville, VA
  • 05/2025 → Present
    Charlottesville, VA
Previous Registrations
Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: PIEDMONT WEALTH MANAGEMENT POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Provide support to advisors for the following: Manage client meetings and relationships. Make trading recommendations and provide ongoing financial planning advice. Business Name: GHD HOLDINGS, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Involved in duties for a business owner of a financial planning and investment management business. Help lead advisors implement activities such as: Meeting with clients and implementing advisor recommendations. Financial Planning and ongoing client relationship management. Business Name: NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Witness signatures and document this

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22
Designations

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