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Grace Ellen Moynihan

Ubs Financial Services Inc.

Portland, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-31
  • NC RA
    APPROVED
    Since 2024-07-31

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 07/2021 07/2024
Unemployed Towson MD 05/2021 07/2021
Providence Colllege Providence RI 08/2017 05/2021
Bank Of America/ Merrill Hunt Valley MD 06/2020 08/2020
Moet Hennessy Barangaroo 09/2019 12/2019
Unemployed Towson MD 05/2017 08/2017
Notre Dame Preparatory School Towson MD 11/2011 05/2017
Ubs Financial Services, Inc Charlotte NC 07/2024 Present
  • 07/2021 → 07/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hunt Valley, MD
  • 05/2021 → 07/2021
    Unemployed
    Towson, MD
  • 08/2017 → 05/2021
    Providence Colllege
    Providence, RI
  • 06/2020 → 08/2020
    Bank Of America/ Merrill
    Hunt Valley, MD
  • 09/2019 → 12/2019
    Moet Hennessy
    Barangaroo
  • 05/2017 → 08/2017
    Unemployed
    Towson, MD
  • 11/2011 → 05/2017
    Notre Dame Preparatory School
    Towson, MD
  • 07/2024 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2022-03-14
Other Names
  • Grace Ellen Moynihan
  • Grace Moynihan

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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