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Samuel Luc Unger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greensboro, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-15
NC RA APPROVED 2021-11-22
  • TX RA
    APPROVED
    Since 2022-08-15
  • NC RA
    APPROVED
    Since 2021-11-22

Branch Locations

629 Green Valley Rd, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 07/2021 Present
Unemployed Tampa FL 06/2011 08/2017
University Of South Florida Tampa FL 08/2017 12/2020
Usf Athletics Tampa FL 06/2018 08/2018
Baldwin Risk Partners Tampa FL 05/2019 08/2019
Bank Of America Tampa FL 06/2020 08/2020
Extended Travel Tampa FL 01/2021 06/2021
  • 07/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
  • 06/2011 → 08/2017
    Unemployed
    Tampa, FL
  • 08/2017 → 12/2020
    University Of South Florida
    Tampa, FL
  • 06/2018 → 08/2018
    Usf Athletics
    Tampa, FL
  • 05/2019 → 08/2019
    Baldwin Risk Partners
    Tampa, FL
  • 06/2020 → 08/2020
    Bank Of America
    Tampa, FL
  • 01/2021 → 06/2021
    Extended Travel
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-08
  • S66 Uniform Combined State Law Examination
    2021-11-08
Other Names
  • Sam Unger

View on SEC IAPD

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