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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds | New York | NY | 03/2015 | 05/2019 |
| Invesco | Atlanta | GA | 05/2019 | 07/2019 |
| Nationwide | Columbus | OH | 07/2019 | 03/2020 |
| Morgan Stanley | Sacramento | CA | 05/2020 | 08/2023 |
| Lpl Financial | San Diego | CA | 08/2023 | 05/2025 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-19 |
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