James Raphael Yee

Independent Financial Group, LLC

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Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-07-24

CA RA
APPROVED

Since 2023-07-24

Branch Locations

1030 Marina Village Parkway P13, Alameda, CA 94501 • United States

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group, Llc	Redding	CA	05/2020	Present
Green Retirement	Redding	CA	05/2020	Present
Knife Sharpener	Redding	CA	01/2017	05/2020
We Be Knives	San Francisco	CA	06/2011	11/2016

05/2020 → Present

Independent Financial Group, Llc

Redding, CA
05/2020 → Present

Green Retirement

Redding, CA
01/2017 → 05/2020

Knife Sharpener

Redding, CA
06/2011 → 11/2016

We Be Knives

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-23

S66 Uniform Combined State Law Examination

2023-07-23

View on SEC IAPD

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