Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-09
MI RA APPROVED 2010-09-24
  • TX RA
    APPROVED
    Since 2019-10-09
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

41000 Woodward Ave Suite 250 East, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Bloomfield Hills MI 01/2005 Present
Mml Investors Services, Llc Bloomfield Hills MI 01/2005 Present
  • 01/2005 → Present
    Massmutual Life Insurance Co
    Bloomfield Hills, MI
  • 01/2005 → Present
    Bloomfield Hills, MI
Other Businesses

NAME: LAU & LAU ASSOCIATES, LLC INV REL: Y ADD: 41000 WOODWARD AVE SUITE 250 EAST BLOOMFIELD HILLS, MI 48304 NATURE: LIFE AND HEALTH INSURANCE SALES POSITION: OWNERSHIP, SALES, AGENT START DATE: 01/01/2005 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: SOUTH SHORE CAPITAL, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: MEMBER START DATE: 01/01/2023 NO HRS/MO: 1 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: LLC PLANS TO PURCHASE A HOUSE FOR SHORT-TERM RENTAL IN A DESTINATION GOLF COMMUNITY. (3) NAME: LAU & LAU ASSOCIATES PRIVATE WEALTH SERVICES, LLC INV REL: Y ADD: 41000 WOODWARD AVE., SUITE 250 EAST, BLOOMFIELD HILLS, MI 48304 NATURE: MMLIS SALES AND SERVICE; INSURANCE SALES AND SERVICE POSITION: MEMBER START DATE: 01/01/2023 NO HRS/MO: 40 NO/HRS MO DUR TRADING: 40 DESCRIBE DUTIES: LLC WAS CREATED TO RECEIVE ADVISORY COMPENSATION DIRECTLY FROM MMLIS, AND TO PAY FOR RELATED BUSINESS EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-05
  • S66 Uniform Combined State Law Examination
    2005-02-05
Designations
Other Names
  • Jonathan Lau

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bloomfield Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor