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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-06-03 |
Branch Locations
36 State Street Suite 7, North Haven, CT 06473 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | North Haven | CT | 01/2005 | 06/2021 |
| Mml Investors Services, Llc | North Haven | CT | 02/2005 | 06/2021 |
| Commonwealth Financial Network | North Haven | CT | 06/2021 | Present |
1.Fixed insurance sales; as of 06/03/2021; Less than 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-Owner, LJMCAM, LLC, an entity created for the purpose of buying and managing commercial real estate located in North Haven, CT, as of 06/03/2021; Less than 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-24 |
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