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Jonathan Ruiz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clayton, MO

Oak Brook, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-15
IL RA APPROVED 2021-07-27
  • TX RA
    APPROVED
    Since 2021-09-15
  • IL RA
    APPROVED
    Since 2021-07-27

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brook IL 05/2020 Present
Gebruder Weiss Desplaines IL 03/2020 05/2020
University Of Illinois At Chicago Chicago IL 09/2016 05/2020
Aldo Group North Riverside IL 04/2018 10/2019
Aeropostale North Riverside IL 11/2014 04/2018
Bank Of America, N.A. Brook IL 07/2020 Present
  • 05/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brook, IL
  • 03/2020 → 05/2020
    Gebruder Weiss
    Desplaines, IL
  • 09/2016 → 05/2020
    University Of Illinois At Chicago
    Chicago, IL
  • 04/2018 → 10/2019
    Aldo Group
    North Riverside, IL
  • 11/2014 → 04/2018
    Aeropostale
    North Riverside, IL
  • 07/2020 → Present
    Bank Of America, N.A.
    Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-26
  • S66 Uniform Combined State Law Examination
    2021-07-26

View on SEC IAPD

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Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

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PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
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