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Bassem M Abou-Zeid

Raymond James & Associates, Inc.

Minneapolis, MN

Circle Pines, MN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-20
MN RA APPROVED 2021-05-25
  • TX RA
    APPROVED
    Since 2021-07-20
  • MN RA
    APPROVED
    Since 2021-05-25

Branch Locations

60 S. 6Th Street Suite 3510, Minneapolis, MN 55402 • United States

Circle Pines, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stillwater MN 10/2008 05/2021
Bank Of America,N.A. Stillwater MN 06/2011 05/2021
Raymond James & Associates Minneapolis MN 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-18
S63 Uniform Securities Agent State Law Examination 2005-02-05
  • S65 Uniform Investment Adviser Law Examination
    2005-02-18
  • S63 Uniform Securities Agent State Law Examination
    2005-02-05

View on SEC IAPD

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