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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-04 |
| CA | RA | APPROVED | 2016-05-23 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
Laguna Niguel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 05/2016 | Present |
TRUSTEE FOR PELORUS CAPITAL MANAGEMENT LLC 401K; INV RELATED; IRVINE, CA; FOR 4 EMPLOYEES; START: 1/23/17; 2 HRS/MO; 1 HR DURING TRADING.; PELORUS CAPITAL MANAGEMENT, INV RELATED, IRVINE, CA, 40% OWNERSHIP, START: 5/23/2016, 160 HRS/MONTH, 40 HRS DURING TRADING, FINET PRACTICE LLC.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, LAGUNA NIGUEL, CA, START: 3/21/2022, 0 HRS/MONTH, 0 HRS DURING TRADING. DURABLE POWER OF ATTORNEY FOR MOTHER; INV RELATED; IRVINE,CA; MANAGE FINANCIALS ; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT; START DATE: 12/17/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING; PELORUS CAPITAL MANAGEMENT LLC ; INV RELATED;IRVINE,CA; INVESTMENT MANAGEMENT;40% OWNERSHIP; START DATE: 05/26/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-04 |
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