Best Investors Account Sign in
Inactive

Benjamin Franklin Mossoney

Valeo Financial Advisors, LLC

Carmel, IN

Claim This Profile
Current Employers
Valeo Financial Advisors, Llc

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-05
IN RA APPROVED 2024-08-16
  • TX RA
    APPROVED
    Since 2025-12-05
  • IN RA
    APPROVED
    Since 2024-08-16

Branch Locations

10 W. Carmel Dr Ste 400, Carmel, IN 46032-3357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 05/2020 08/2024
Petro Scapes Pendleton IN 04/2016 08/2018
Demand Jump Indianapolis IN 05/2018 08/2018
Live Nation Noblesville IN 05/2018 05/2019
Geico Carmel IN 05/2019 08/2019
Cibe Wabash College Crawfordsville IN 05/2018 05/2020
Charles Schwab Bank, Ssb Indianapolis IN 08/2022 08/2024
Td Ameritrade, Inc. Carmel IN 08/2022 06/2024
Td Ameritrade Investment Management, Llc. Carmel IN 08/2022 06/2024
Valeo Financial Advisors, Llc Carmel IN 08/2024 Present
  • 05/2020 → 08/2024
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 04/2016 → 08/2018
    Petro Scapes
    Pendleton, IN
  • 05/2018 → 08/2018
    Demand Jump
    Indianapolis, IN
  • 05/2018 → 05/2019
    Live Nation
    Noblesville, IN
  • 05/2019 → 08/2019
    Geico
    Carmel, IN
  • 05/2018 → 05/2020
    Cibe Wabash College
    Crawfordsville, IN
  • 08/2022 → 08/2024
    Charles Schwab Bank, Ssb
    Indianapolis, IN
  • 08/2022 → 06/2024
    Td Ameritrade, Inc.
    Carmel, IN
  • 08/2022 → 06/2024
    Td Ameritrade Investment Management, Llc.
    Carmel, IN
  • 08/2024 → Present
    Valeo Financial Advisors, Llc
    Carmel, IN
Previous Registrations
  • 2022-03-14 → 2024-08-02
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Carmel, IN
    Carmel, IN
    Boulder, CO
    Westlake, TX
  • 2022-09-30 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Carmel, IN
    Boulder, CO
  • 2022-09-30 → 2022-10-14
    Td Ameritrade, Inc.
    Carmel, IN
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-14
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2022-03-14
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Designations
Other Names
  • Ben Mossoney
  • Benjamin F Mossoney

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor