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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-26
AZ RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-02-26
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

6720 N Scottsdale Rd St 290, Scottsdale, AZ 85253 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Loan Subspecialists Scottsdale AZ 06/2026 Present
Securian Financial Services Inc St Paul MN 07/2021 08/2023
Minnesota Life Insurance Co St Paul MN 07/2021 08/2023
North Star Resource Group Scottsdale AZ 07/2021 Present
Arizona State University Tempe AZ 08/2017 06/2021
Blue Ridge High School Pinetop AZ 08/2014 08/2017
Cri Securities, Llc Minneapolis MN 07/2021 10/2021
Securian Financial Services Inc St Paul MN 05/2021 06/2021
Chandler Amusements Llc Casa Grande AZ 01/2021 06/2021
Freestone Railroad Llc Casa Grande AZ 12/2020 06/2021
Clear Home Inc Orem UT 10/2020 11/2020
New York Life Scottsdale AZ 05/2020 10/2020
Ajo Al's Scottsdale AZ 09/2021 11/2022
Cetera Wealth Services, Llc Scottsdale AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Humble Wealth Scottsdale AZ 07/2025 Present
  • 06/2026 → Present
    Student Loan Subspecialists
    Scottsdale, AZ
  • 07/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 07/2021 → Present
    North Star Resource Group
    Scottsdale, AZ
  • 08/2017 → 06/2021
    Arizona State University
    Tempe, AZ
  • 08/2014 → 08/2017
    Blue Ridge High School
    Pinetop, AZ
  • 07/2021 → 10/2021
    Cri Securities, Llc
    Minneapolis, MN
  • 05/2021 → 06/2021
    Securian Financial Services Inc
    St Paul, MN
  • 01/2021 → 06/2021
    Chandler Amusements Llc
    Casa Grande, AZ
  • 12/2020 → 06/2021
    Freestone Railroad Llc
    Casa Grande, AZ
  • 10/2020 → 11/2020
    Clear Home Inc
    Orem, UT
  • 05/2020 → 10/2020
    New York Life
    Scottsdale, AZ
  • 09/2021 → 11/2022
    Ajo Al's
    Scottsdale, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Scottsdale, AZ
  • 08/2023 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Humble Wealth
    Scottsdale, AZ
Previous Registrations
  • 2021-12-10 → 2023-08-10
    Securian Financial Services, Inc.
    Scottsdale, AZ
    St. Paul, MN
Other Businesses

1) NORTH STAR CONSULTANTS AND NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangement with Securian Financial and MN Life Insurance Co. 2) NAME OF OTHER BUSINESS: ROVER; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DOG SITTING; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DOG SITTING; 3) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: HUMBLE WEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: N/A - DIRECT TO SOLE PROP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EBOOK SALES; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EDITING, WRITING, MARKETING, DISTRIBUTING; 6) NAME OF OTHER BUSINESS: STUDENT LOAN SUBSPECIALISTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: STUDENT LOANS; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ADVANCED FEDERAL STUDENT LOAN CONSULTING AND ADVISING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-02
  • S66 Uniform Combined State Law Examination
    2021-10-02

View on SEC IAPD

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