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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-07-27
  • IN RA
    APPROVED
    Since 2022-07-27

Branch Locations

3340 Hickory Rd, Mishawaka, IN 46545 • United States

South Bend, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mishawaka IN 05/2021 Present
Student At Purdue University West Lafayette IN 08/2020 05/2021
Ameriprise Financial Services, Llc Mishawaka IN 05/2020 08/2020
Student At Purdue University West Lafayette IN 08/2019 05/2020
Penn Harris Madison Schools Mishawaka IN 05/2019 08/2019
Student At Purdue University West Lafayette IN 08/2018 05/2019
Fairview Cemetery Mishawaka IN 05/2018 08/2018
Ginger Valley Inc. Granger IN 04/2018 05/2018
Student At Purdue University West Lafayette IN 08/2017 05/2018
North Central Mechanical Inc Mishawaka IN 05/2017 08/2017
Smoothie King Granger IN 02/2017 05/2017
Student At Penn Harris Madison Schools Mishawaka IN 05/2011 02/2017
  • 05/2021 → Present
    Mishawaka, IN
  • 08/2020 → 05/2021
    Student At Purdue University
    West Lafayette, IN
  • 05/2020 → 08/2020
    Mishawaka, IN
  • 08/2019 → 05/2020
    Student At Purdue University
    West Lafayette, IN
  • 05/2019 → 08/2019
    Penn Harris Madison Schools
    Mishawaka, IN
  • 08/2018 → 05/2019
    Student At Purdue University
    West Lafayette, IN
  • 05/2018 → 08/2018
    Fairview Cemetery
    Mishawaka, IN
  • 04/2018 → 05/2018
    Ginger Valley Inc.
    Granger, IN
  • 08/2017 → 05/2018
    Student At Purdue University
    West Lafayette, IN
  • 05/2017 → 08/2017
    North Central Mechanical Inc
    Mishawaka, IN
  • 02/2017 → 05/2017
    Smoothie King
    Granger, IN
  • 05/2011 → 02/2017
    Student At Penn Harris Madison Schools
    Mishawaka, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-17
  • S66 Uniform Combined State Law Examination
    2022-05-17

View on SEC IAPD

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