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Thaddeus Andrew Niemiec

Ubs Financial Services Inc.

Wellesley, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-03
  • TX RA
    APPROVED
    Since 2022-05-03

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey Photiades Manchester NH 06/2021 07/2021
Merrill Lynch North Providence RI 06/2020 06/2021
Bank Of America South Deerfield MA 05/2020 07/2020
Student Providence RI 05/2017 05/2020
Student Boston MA 05/2016 05/2017
Bank Of America Greenville RI 06/2019 07/2021
Ecuador Andino Store Hadley MA 05/2016 09/2016
Subway Turners Falls MA 05/2017 08/2017
Greenfield Cooperative Bank Greenfield MA 05/2018 08/2018
Jeffrey Photiades Manchester NH 07/2021 04/2022
Northwestern Mutual Investment Services Llc Manchester NH 08/2021 04/2022
Ubs Financial Services Wellesley MA 04/2022 Present
  • 06/2021 → 07/2021
    Jeffrey Photiades
    Manchester, NH
  • 06/2020 → 06/2021
    Merrill Lynch
    North Providence, RI
  • 05/2020 → 07/2020
    Bank Of America
    South Deerfield, MA
  • 05/2017 → 05/2020
    Student
    Providence, RI
  • 05/2016 → 05/2017
    Student
    Boston, MA
  • 06/2019 → 07/2021
    Bank Of America
    Greenville, RI
  • 05/2016 → 09/2016
    Ecuador Andino Store
    Hadley, MA
  • 05/2017 → 08/2017
    Subway
    Turners Falls, MA
  • 05/2018 → 08/2018
    Greenfield Cooperative Bank
    Greenfield, MA
  • 07/2021 → 04/2022
    Jeffrey Photiades
    Manchester, NH
  • 08/2021 → 04/2022
    Manchester, NH
  • 04/2022 → Present
    Ubs Financial Services
    Wellesley, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2020-09-23
Designations
Other Names
  • Thaddeus Andrew Niemiec
  • Thad Niemiec

View on SEC IAPD

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