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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-02 |
| MO | RA | APPROVED | 2023-04-10 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wyndham Vacation Ownership | San Diego | CA | 06/2016 | 01/2017 |
| Jones Lang Lasalle | Los Angeles | CA | 03/2017 | 10/2019 |
| Jag Capital Management, Llc | St. Louis | MO | 03/2020 | 02/2022 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 04/2021 | 02/2022 |
| Unemployed | St. Louis | MO | 10/2019 | 03/2020 |
| Mass Mutual Life Insurance Company | Chesterfield | MO | 04/2023 | Present |
| Mml Investors Services Llc | Chesterfield | MO | 04/2023 | Present |
| All Mine Lah, Inc | Pensacola | FL | 10/2021 | 07/2022 |
| Unemployed | St. Louis | MO | 07/2022 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
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