Brian Sweeney Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-31
MD	RA	APPROVED	2021-08-10

TX RA
APPROVED

Since 2021-08-31
MD RA
APPROVED

Since 2021-08-10

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	05/2020	Present
American Residential Services	Forest Hill	MD	07/2018	04/2020
Darden Restaurants (Olive Garden)	Murray	UT	07/2016	05/2018
Bank Of America, N.A.	Hunt Valley	MD	12/2021	Present

05/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
07/2018 → 04/2020

American Residential Services

Forest Hill, MD
07/2016 → 05/2018

Darden Restaurants (Olive Garden)

Murray, UT
12/2021 → Present

Bank Of America, N.A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-09

S66 Uniform Combined State Law Examination

2021-08-09

View on SEC IAPD

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