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Nicholas Ford Oxaal

Strategic Advisers LLC

Denver, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hillsdale College Hillsdale MI 01/2017 05/2020
Hertz Corporation Albany NY 06/2019 08/2019
Lowes Latham NY 06/2018 08/2018
Northwestern Mutual Life Insurance Company Albany NY 05/2020 02/2023
Northwestern Mutual Investment Services Llc Albany NY 07/2020 02/2023
Northwestern Mutual Wealth Management Company Albany NY 10/2021 02/2023
Fidelity Investments Greenwood Village CO 04/2023 Present
Hillsdale College Hillsdale MI 08/2016 05/2020
Fidelity Investments Boston MA 03/2025 Present
  • 01/2017 → 05/2020
    Hillsdale College
    Hillsdale, MI
  • 06/2019 → 08/2019
    Hertz Corporation
    Albany, NY
  • 06/2018 → 08/2018
    Lowes
    Latham, NY
  • 05/2020 → 02/2023
    Northwestern Mutual Life Insurance Company
    Albany, NY
  • 07/2020 → 02/2023
    Northwestern Mutual Investment Services Llc
    Albany, NY
  • 10/2021 → 02/2023
    Northwestern Mutual Wealth Management Company
    Albany, NY
  • 04/2023 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 08/2016 → 05/2020
    Hillsdale College
    Hillsdale, MI
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-09-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2021-04-12
  • S66 Uniform Combined State Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2021-04-12
Other Names
  • Nicholas Oxaal
  • Nick Oxaal

View on SEC IAPD

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Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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