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James Joseph Mosko

Equitable Advisors, LLC

Williamsville, NY

Lancaster, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-22
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2025-07-22
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Lancaster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2020 Present
Unemployed Webster NY 10/2019 06/2020
Wegmans Webster NY 11/2007 10/2019
  • 06/2020 → Present
    Equitable Advisors, Llc
    New York, NY
  • 10/2019 → 06/2020
    Unemployed
    Webster, NY
  • 11/2007 → 10/2019
    Wegmans
    Webster, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-25
  • S66 Uniform Combined State Law Examination
    2020-09-25
Other Names
  • James Mosko

View on SEC IAPD

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