Best Investors Account Sign in

Griffin L Smith

LPl Financial LLC

Winston Salem, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-16
  • NC RA
    APPROVED
    Since 2026-06-16

Branch Locations

1255 Creekshire Way, Ste 240, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed/Student Winston-Salem NC 08/2015 05/2020
Winston Wealth Management Winston-Salem NC 06/2020 07/2020
Unemployed/Student Winston-Salem NC 08/2020 05/2021
Winston Wealth Management Winston-Salem NC 06/2021 07/2021
Unemployed/Student Winston-Salem NC 08/2021 05/2022
Bermuda Run Country Club/Clubcorp Bermuda Run NC 06/2022 07/2022
Unemployed/Student Winston-Salem NC 08/2022 05/2023
Bermuda Run Country Club/Clubcorp Bermuda Run NC 05/2023 08/2023
Unemployed/Student Winston-Salem NC 08/2023 12/2023
Bermuda Run Country Club/Club Corp Bermuda Run NC 12/2023 01/2024
Unemployed/Student Winston-Salem NC 02/2024 05/2024
Unemployed Pfafftown NC 06/2024 03/2025
Lpl Financial Winston-Salem NC 03/2025 Present
  • 08/2015 → 05/2020
    Unemployed/Student
    Winston-Salem, NC
  • 06/2020 → 07/2020
    Winston Wealth Management
    Winston-Salem, NC
  • 08/2020 → 05/2021
    Unemployed/Student
    Winston-Salem, NC
  • 06/2021 → 07/2021
    Winston Wealth Management
    Winston-Salem, NC
  • 08/2021 → 05/2022
    Unemployed/Student
    Winston-Salem, NC
  • 06/2022 → 07/2022
    Bermuda Run Country Club/Clubcorp
    Bermuda Run, NC
  • 08/2022 → 05/2023
    Unemployed/Student
    Winston-Salem, NC
  • 05/2023 → 08/2023
    Bermuda Run Country Club/Clubcorp
    Bermuda Run, NC
  • 08/2023 → 12/2023
    Unemployed/Student
    Winston-Salem, NC
  • 12/2023 → 01/2024
    Bermuda Run Country Club/Club Corp
    Bermuda Run, NC
  • 02/2024 → 05/2024
    Unemployed/Student
    Winston-Salem, NC
  • 06/2024 → 03/2025
    Unemployed
    Pfafftown, NC
  • 03/2025 → Present
    Lpl Financial
    Winston-Salem, NC
Other Businesses

1. 06/2025 - Integrated Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - Winston Salem, NC 27103 US - 160 Hrs/Mth - 08 Hrs During Trading - OBA start date: 08/29/2025 2. 06/2025 - Winston Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 08 Hrs During Trading - OBA start date: 08/29/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-15
  • S66 Uniform Combined State Law Examination
    2026-06-15

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
TIMONIER
APOLLON WEALTH MANAGEMENT, LLC
KESTRA ADVISORY SERVICES, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
GLOBAL VIEW CAPITAL MANAGEMENT LLC

Other Investors

JASON PAUL STERN
RYAN EDWARD BEAUDRY
CARLA WICKLINE THRASHER
Christie B Severino
TRACY CLINTON DUNCAN
Anthony Guy Diffenbaugh
Jodie Nicole Baker
LAURA ELAINE BANASIEWICZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
KESTRA ADVISORY SERVICES, LLC · Winston Salem, NC

More in Winston Salem, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor