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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-06-20
  • MN RA
    APPROVED
    Since 2025-06-20

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Minneapolis MN 12/2020 Present
Mass Mutual/ M&E Catalyst Minneapolis MN 03/2020 Present
University Of St. Thomas Saint Paul MN 07/2016 05/2020
Dan Reichert State Farm Arden Hill MN 06/2019 08/2019
Austin Minnesota Parks Rec Austin MN 06/2018 09/2018
Austin Minnesota Parks Rec Austin MN 06/2017 09/2017
  • 12/2020 → Present
    Mml Investors Services
    Minneapolis, MN
  • 03/2020 → Present
    Mass Mutual/ M&E Catalyst
    Minneapolis, MN
  • 07/2016 → 05/2020
    University Of St. Thomas
    Saint Paul, MN
  • 06/2019 → 08/2019
    Dan Reichert State Farm
    Arden Hill, MN
  • 06/2018 → 09/2018
    Austin Minnesota Parks Rec
    Austin, MN
  • 06/2017 → 09/2017
    Austin Minnesota Parks Rec
    Austin, MN
Other Businesses

Name: Braden Kocer Inv rel: Y Add: 100 South Fifth Street Suite 2450 Minneapolis MN 55402 Nature: Referral of clients Position: Referral Start date: 09/22/2022 No. HR/MO: 5 No. HR/MO dur trading: 5 Describe duties: Clients ask for help with reviewing and quoting their P&C Insurance. Once quotes are received back, we provide them to the client and offer to introduce them to the agent. If client moves forward, the agent and client are introduced to work to get coverage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-12
  • S66 Uniform Combined State Law Examination
    2025-06-12
Other Names
  • Braden Kocer

View on SEC IAPD

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